- appeals from certain decisions made by ASX; and
- disciplinary proceedings in relation to alleged contraventions of the ASX operating rules arising from conduct that occurred prior to 1 August 2010, including any appeals from such determinations.
The Tribunal operates independently of ASX, with legal and secretariat support from ASX. The Tribunal is comprised of a panel of nominated industry professionals. Panel members are selected according to a range of criteria that relate to their skills, experience and qualifications. The peer review Tribunal model ensures industry relevance and confidence.
As at 1 January 2013, the Panel (PDF 20KB) is comprised of 15 members.
Details of the Tribunal's previous determinations are set out in disciplinary circulars, notices and bulletins.