A high-growth/low-inflation economy and robust political and economic institutions have helped Australia rank as the 14th largest economy in the world and the 4th largest in the Asia Pacific region.
ASX Group offers primary market and trading services through the Australian Securities Exchange, clearing through ASX Clearing Corporation and settlement and depository services through ASX Setttlement Corporation.
ASX Group recognises that its ability to achieve its commercial and operating goals is dependent upon the value its services deliver to customers. This section describes those services.
Underpinning ASX Group's long-term success as a market operator and provider of clearing and settlement services is its ability to reliably and fairly provide high-quality, high-performance systems and processes.
ASX Compliance oversees ASX Group's obligations as a market operator and clearing and settlement facility operator. This section contains all rules, notes and waivers pertaining to markets operated by ASX Group.
A searchable repository of documentation, speeches and announcements relevant to ASX shareholders, market participants, the media, and the general public.Compliance Downloads
Listed Entities
Applications for Listing
- Appendix 1A - ASX Listing Application and Agreement (effective 1 May 2013)
- Information Form and Checklist - ASX Listing
- Appendix 1B - ASX Debt Listing Application and Agreement (effective 1 May 2013)
- Information Form and Checklist - ASX Debt Listing
- Appendix 1C - ASX Foreign Exempt Listing Application and Agreement (effective 1 May 2013)
- Information Form and Checklist - ASX Foreign Exempt Listing
- Constitution Checklist
- Appendix 9A - Restriction Agreement
- ASX Restricted Securities Table
- ASX Online Agreement
- Sample Statutory Declaration required under Listing Rule 1.1 Condition 17 (‘good fame and character’ requirement - effective 1 May 2013)
Reserves and Resources Reporting Requirements
View the presentations from the ASX/JORC mineral reserves and resources reporting and JORC Code 2012 national roadshow (a webcast will be available in May 2013):
NEW: Access a podcast of the presentations here
The new reporting requirements, which will be effective from 1 December 2013, include:
- Amended rules
- Amended rules in mark-up
- Consequential amendments
- Guidance Note 31 - Reporting on Mining Activities
- Guidance Note 32 - Reporting on Oil and Gas Activities
- Appendix 5A - Australasian Code for Reporting of Exploration Results, Mineral Resources and Ore Reserves
- Appendix 5B - Mining exploration entity and oil and gas exploration entity quarterly report
The existing requirements, which will apply until 30 November 2013, include:
- Appendix 5A - Australasian Code for Reporting of Exploration Results, Mineral Resources and Ore Reserves (The JORC Code)
- List of Recognised Overseas Professional Organisations accepted for reporting under Appendix 5A (JORC Code)
- Competent Person's Consent Form
Corporate Governance Documents
- Corporate Governance Council Principles and Recommendations (with 2010 amendments)
- Guidance Note 9 Annexure B (ASX Corporate Governance Council Recommendations Verification Worksheet)
- Guidance Note 9 Annexure C (Key to ASX Corporate Governance Council Recommended Disclosures)
New Capital Raising and Admission Rules
Guidance Note 8 (Continuous Disclosure) Consultation
View the following documents released on 13 March 2013:
- Review of ASX Listing Rules Guidance Note 8: Consultation Response
- Guidance Note 8: Continuous Disclosure: Listing Rules 3.1 - 3.1B (in clean and mark-up format)
- Continuous Disclosure: An Abridged Guide (in clean and mark-up format); and
- Disclosure-related amendments to the ASX Listing Rules (in clean and mark-up format).
View the slide presentations from ASX's April 2013 Continuous Disclosure national roadshow:
New: View a webcast of the ASX presentation.
Participants
Participants Application Kit
Equities Market
Futures Market
Webinars for Participants
| Webinar | Presenter | |
|---|---|---|
| Capital Monitoring – Introduction to Risk Based Capital Requirements | Marisa Khan | view |
| Capital Monitoring – Participant Obligations and Common Problems | Trully Smith | view |
| Capital Monitoring – Counterparty Risk Requirement | Trully Smith | view |
| Capital Monitoring – Position Risk Requirement | Trully Smith | view |
| Capital Monitoring – Other Risk Requirements | Marisa Khan | view |