Compliance Downloads

Listed Entities

Applications for Listing

• Appendix 1A - ASX Listing application and agreement
• Appendix 1B - ASX Debt Listing application and agreement
• Appendix 1C - ASX Foreign Exempt Listing application and agreement
• Constitution Checklist 
• Appendix 9A - Restriction Agreement
• ASX Restricted Securities Table 
• ASX Online Agreement
• Sample Statutory Declaration required under Listing Rule 1.1 Condition 17 (‘good fame and character’ requirement)

JORC Code Documents

• Appendix 5A - Australasian Code for Reporting of Exploration Results, Mineral Resources and Ore Reserves (The JORC Code) (PDF 287KB)
• List of Recognised Overseas Professional Organisations accepted for reporting under Appendix 5A (JORC Code) (PDF 73KB)
• Competent Person's Consent Form (DOC 49KB)

Corporate Governance Documents

• Corporate Governance Council Principles and Recommendations (with 2010 amendments)
• Guidance Note 9 Annexure B (ASX Corporate Governance Council recommendations Verification Worksheet)
• Guidance Note 9 Annexure C (Key to ASX Corporate Governance Council Recommended Disclosures)

 Participants

Participants Application Kit

Equities Market:

• ASX trading participant
• ASX Clear clearing participant
• ASX Settle settlement participant

Futures Market:

• ASX 24 trading participant
• ASX Clear (Futures) clearing participant
• ASX 24 (Principal Trader)

Austraclear participant