General Counsel and Company Secretariat
The Office of General Counsel and Company Secretariat includes the Legal, Company Secretariat and Regulatory Assurance teams.
ASX Legal and Company Secretariat
ASX Legal provides legal advice and services to all functions across the ASX Group. Company Secretariat provides company secretarial services across the ASX Group.
Regulatory Assurance
The Regulatory Assurance team provides the ASX Group with an assurance function in relation to its Corporations Act licence obligations. These licences are the franchises which are needed to operate a vertically integrated exchange group within the jurisdiction of the key Australian regulatory authorities ASIC and RBA.
In conjunction with Enterprise Risk, the Regulatory Assurance team is responsible for the development and maintenance of framework policy, monitoring, review and reporting mechanisms to promote and assist ASX’s management of its licence obligations and other statutory obligations. Regulatory Assurance also partners with Internal Audit in respect of participation in joint reviews. The team is also responsible for the provision of advice in relation to findings and observations arising from reviews. Legal Counsel assisting the Tribunals report to the General Manager Regulatory Assurance.

A high-growth/low-inflation economy and robust political and economic institutions have helped Australia rank as the 14th largest economy in the world and the 4th largest in the Asia Pacific region.
ASX Group offers primary market and trading services through the Australian Securities Exchange, clearing through ASX Clearing Corporation and settlement and depository services through ASX Setttlement Corporation.
ASX Group recognises that its ability to achieve its commercial and operating goals is dependent upon the value its services deliver to customers. This section describes those services.
Underpinning ASX Group's long-term success as a market operator and provider of clearing and settlement services is its ability to reliably and fairly provide high-quality, high-performance systems and processes.
ASX Compliance oversees ASX Group's obligations as a market operator and clearing and settlement facility operator. This section contains all rules, notes and waivers pertaining to markets operated by ASX Group.
A searchable repository of documentation, speeches and announcements relevant to ASX shareholders, market participants, the media, and the general public.